The Art of Marketing in a Changing Regulatory Environment
By Buddy Doyle
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Recording now available:
The Art of Marketing In
A Changing Regulatory Environment
Expert Insights into SEC’s Updated Advertising Rule 206(4)-1
Our panel of industry experts and former regulators discussed:
Where will the regulatory focus be
What other firms are doing now
Why are certain distribution methods being chosen over others
How the definition of advertisement has expanded
New general prohibitions
Testimonials
Panelists
Beth Hendricks
Principal Owner & Consultant, Yeah, What She Said
Former Co-Head of Global Marketing, Riverfront Investments
Jeffrey Hiller
Former SEC Senior Counsel, Division of Enforcement
Tarah Williams
Chief Administrative Officer and
Director of Marketing, Prospera Financial
About The Authors
Buddy Doyle
As the CEO of Oyster Consulting, Buddy Doyle has led the charge to create a successful organization built on the belief that transforming experienced industry practitioners into consultants adds more value to our clients.
