A Robust Trade Monitoring System
Oyster Solutions allows you to efficiently manage the surveillance, trade supervision and regulatory compliance of your client and employee trade activity. Client trade activity, investment holdings, and client profile information are compared with employee information to look for conflicts of interest, compliance parameters, and risk tolerance. The automated trade supervision tool then alerts supervisors to activity that falls outside of the firm’s customized parameters in the alert engine.
Better than a bird’s eye view – see the forest AND the trees. Housing the tool’s trade compliance and supervision function, Monitor is the foundation for trade review. Your surveillance, supervision and testing needs are met with Oyster Solutions’ powerful trade blotter. Evidence your reviews with notes and electronic sign-off to document supervision and testing for rule compliance and regulatory requirements.
Get A Personalized Demo
