Anti-Money Laundering (AML) Compliance Program

We Make the CCO’s Job Easier

We understand the critical role you play in ensuring Anti-Money Laundering compliance, especially in today’s ever-changing landscape. At Oyster, we’re here to help Chief Compliance Officers (CCOs) ensure compliance with Anti-Money Laundering (AML) regulations. With decades of experience and a strong focus on compliance, our team supports you every step of the way.

AML Compliant Programs

According to FINRA Rule 3310, broker-dealers must have an Anti-Money Laundering (AML) compliance program in place. Let Oyster handle your AML program. Our AML compliance consultants have a deep understanding of AML compliance program requirements. We’ll reduce risks and protect your firm and clients, letting you focus on your main business activities.

Oyster Consulting provides the support Registered Investment Advisors need to achieve compliance with FinCEN’s final AML rule, effective January 1, 2026.  Our experts will craft an AML program tailored to your firm’s business model, following the rules and best practices set by the SEC, FinCEN, and the Bank Secrecy Act. If your firm requires an AMLCO, Oyster has the outsourcing resources you need to fill the position. When it comes to required independent testing, our AML program assessment and AML testing is thorough and aligned with industry best practices.  Whether your firm is small or large, our consultants can help you create and maintain a compliant AML program.

Anti-Money Laundering Review Categories:

• AML Program Approval and Oversight
• Bank Secrecy Act (BSA) Compliance
• Customer Identification Program (CIP)
• Financial Crimes Enforcement Network (FinCEN) Information Requests/Sharing
• Review of Accounts, Including High-Risk Accounts
• Office of Foreign Assets Control (OFAC)
• Suspicious Activity Reporting

The Oyster Advantage

Each AML program is unique. Oyster Consulting’s Anti-Money Laundering consultants craft customized AML compliance services tailored to your firm’s business model. Our AML consultants follow the rules and best practices set by FINRA, CIP, FinCEN, OFAC, the USA PATRIOT Act, and the Bank Secrecy Act.