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May 2018

Oyster Consultants Attending 2018 FINRA Annual Conference

May 21 - May 23
Mariott Marquis, Washington, DC, 901 Massachusetts Avenue NW
Washington, DC 20001 United States
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Oyster Consulting General Counsel Patrick M. Dennis, Managing Director Hank Sanchez  and Director Evan Rosser will be attending the 2018 FINRA Annual Conference May 21-23 in Washington, DC. Patrick M. Dennis has been involved in the securities industry for over 30 years, and is one of the Founding Principals of Oyster Consulting. Patrick not only acts as Oyster’s Legal Counsel, but is also responsible for client and employee engagement, as well as regulatory relations. Patrick’s career has included extensive work…

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June 2018

Oyster Speaks to the Northern Virginia Chamber of Commerce

June 1 @ 8:00 am - 5:00 pm
Dennis, Rosser, Oyster

Oyster Consulting General Counsel Patrick M. Dennis and Director Evan Rosser will be speaking to the Northern Virginia Chamber of Commerce on Friday, June 1, 2018.  The event is by invitation only.  Patrick will be addressing the changes in Revenue Recognition rules.  Evan will be discussing the DOL Fiduciary Standard and the SEC proposal to enhance choice for retail investors in their relationships with investment professionals. Patrick M. Dennis has been involved in the securities industry for over 30 years,…

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Oyster Consulting’s Hank Sanchez Speaking – NSCP Regional Meeting

June 4
Hank Sanchez, Managing Director, Oyster Consulting

Oyster Consulting Managing Director Hank Sanchez will be speaking on exception reporting at the NSCP Regional Meeting in Chicago on June 4, 2018. Oyster Consultant Shannan Layette will also be attending the conference. Hank Sanchez brings over 30 years of securities industry experience in the areas of Legal and Compliance to his role as Managing Director at Oyster. Hank has worked with multiple clients varying in size from national to smaller financial firms. His expertise has been engaged to act…

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SIFMA C&L St. Louis Regional Seminar

June 12
Edward Jones – Conference Center, 130 Edward Jones Boulevard
Maryland Heights, MO 63043 United States
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Free

Oyster Consulting General Counsel Patrick M. Dennis and Associate Director Jill Ehret will be attending SIFMA's Compliance & Legal Regional Seminar in St. Louis, MO on June 12, 2018. Patrick M. Dennis has been involved in the securities industry for over 30 years, and is one of the Founding Principals of Oyster Consulting. Patrick not only acts as Oyster’s Legal Counsel, but is also responsible for client and employee engagement, as well as regulatory relations. Patrick's career has included extensive…

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NSCP Bitcoin & Cryptocurrency Seminar

June 12 @ 8:30 am - 12:00 pm
Thomson Reuters Building, 3 Times Square, 30th Floor
New York, NY United States
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$150

Oyster Consulting Managing Director Richard Chase  and Director Terry Schafer will be attending the NSCP Bitcoin & Cryptocurrency Seminar in New York on June 12, 2018. Richard Chase is a securities industry professional with over 35 years of experience. Prior to joining Oyster, Richard served as Chief Compliance Officer and General Counsel to a global investment bank. Richard has broad experience with regulatory issues surrounding virtually all aspects of capital markets activities, equities and derivatives. Richard began his career with…

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