Investment Banking

Oyster Consulting works with investment banks and investment banking departments who conduct corporate financing through public equity and debt offerings, private placements, merger and acquisition transactions, and provide fairness opinions. Each area has specific needs to meet the requirements and guidance of FINRA and the SEC. There are significant regulatory and risk considerations surrounding the conduct of bankers and the transactions upon which they work.

Oyster is able to develop tailored policies and written supervisory procedures for:

  • Corporate Financebusiness documents on office table with smart phone and laptop computer and graph business with social network diagram and three colleagues discussing data in the background
  • Initial and Secondary Offerings
  • Private investments in public equity
  • Registered Direct Offerings
  • Special Purpose Acquisition Company Offerings
  • Private Placements
  • Merger & Acquisitions
  • Fairness Opinions

The Oyster Difference

Oyster has experience working with investment banking and research department leadership to develop policies appropriate to the firm and its legal and regulatory requirements. Oyster has the expertise and experience to craft appropriate processes and policies to assist the firm in conducting due diligence and meeting its business and compliance goals.