Compliance Technology Review
There is no doubt that technology has become an integral part of the financial world and the regulatory landscape. Ensuring that your technology and the policies, procedures and supervisory responsibilities surrounding it are robust and configured to support your business is paramount for the protection, continuity and growth of your firm.
Oyster can perform a comprehensive or targeted review related to:
- Systems management and supervisory responsibilities
- Testing and analysis of data quality and integrity
- Configurations and parameters that drive exception reports
- Procedures for managing releases and changing configurations
- Vendor selection management
- Disaster Recovery/Business Continuity
- Information Security and Entitlements
- Training and education to achieve best practices
The Oyster Difference
Oyster has worked to develop, implement and configure compliance systems both as internal owners and outside consultants. Our experience with numerous vendor products and proprietary software will help your firm get a broad perspective to solve your compliance technology needs. Our disciplined approach to implementing software will focus on budget, accuracy, appropriateness, training and support to help you avoid the unintended consequences of change.