Learn more about these regulatory Hot Topics:

DOL Fiduciary Rule Change

vulnerable-investors1

Take a look at your risk assessments, policies, procedures, supervisory systems and controls, surveillance tools, compliance calendars and training programs to ensure you’ll remain compliant. Oyster Consulting can review your firm’s compliance program, and help you stay ahead of the regulatory curve.

For more information about how Oyster Consulting can assist your firm with these and other services, complete our contact form, or call us at 804.965.5400 and one of our Relationship Managers will be happy to help you.