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December 2017

Oyster Speaks at Schwab San Francisco Conference: Vulnerable Adult Clients – Protecting Your Clients and Your Firm

December 5, 2017
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Confused about the new FINRA rule requirements around senior and vulnerable adult exploitation?   Not sure what you should be doing to protect your firm and your clients? Oyster Consulting will be discussing how firms can protect their senior clients and themselves at Charles Schwab's conference series in New York, Dallas, San Francisco and Los Angeles. Developing policies, procedures, and training unique to your firm is time consuming, requires a deep knowledge of the subject and regulatory environment, and can have…

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Oyster Speaks at Schwab Los Angeles Conference: Vulnerable Adult Clients – Protecting Your Clients and Your Firm

December 7, 2017

Confused about the new FINRA rule requirements around senior and vulnerable adult exploitation?   Not sure what you should be doing to protect your firm and your clients? Oyster Consulting will be discussing how firms can protect their senior clients and themselves at Charles Schwab's conference series in New York, Dallas, San Francisco and Los Angeles. Developing policies, procedures, and training unique to your firm is time consuming, requires a deep knowledge of the subject and regulatory environment, and can have…

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January 2018

Webinar: Looking Out for Baby Boomers: Are You Protecting Your Senior Clients and Your Firm?

January 17 @ 3:00 pm - 4:00 pm
Free

The U.S. population is aging – in January 2011, thousands of Baby Boomers began turning 65 every day.   FINRA’s new rules to increase protections for vulnerable investors and to provide firms with guidelines to ensure these protections take effect February 5, 2018.  Is your firm ready to handle the issues that come with having senior clients? Join Oyster Consulting for a 45-minute webinar as our panelists discuss: The New Rules and State Regulations: We will discuss the new FINRA rule requirements, including disbursement…

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Webinar: Starting Your Own RIA & Going Independent – What You Need to Know

January 24 @ 3:00 pm - 5:30 pm
Hirschler-Fleischer Attorneys at Law, 2100 East cary Street, 3rd Floor
Richmond, VA 23223 United States
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Free
Oyster-Horschler Fleischer webinar - Starting Your Own RIA

     

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February 2018

Alison Morrison is attending the ILS NYC 2018 Conference

February 2
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Alison, Morrison, Managing Director of Oyster Consulting (Bermuda) will be attending the Insurance Linked Securities (ILS) NYC 2018 Conference in New York City, NY on February 2, 2018. Alison has been involved in the Financial Services industry in Bermuda, Cayman and the British Virgin Islands for over 25 years.  She has worked as a part of multi-national firms and banks, and has extensive experience in anti-money laundering (AML) regulations, risk management, policy development, corporate governance, training, and operational compliance.  Alison…

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