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October 2017

Oyster Consulting (Bermuda)’s Alison Morrison Speaks at WAIS – Bermuda 2017

October 11 - October 13
alison_morrison

Oyster Consulting (Bermuda) Managing Director Alison Morrison will be speaking on the panel discussing "Fund Structuring, Compliance, Governance Issues Facing Offshore Funds" at the World Alternative Investment Summit (WAIS) on October 11-13, 2017 in Bermuda. Alison Morrison has been involved in the financial services industry in Bermuda, Cayman and the British Virgin Islands for over 25 years. She has worked as a part of multi-national firms and has extensive experience in AML regulations, risk management, policy development, corporate governance, training,…

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Oyster Sponsors, Speaks at NSCP National Conference

October 16 - October 18
Omni Shoreham Hotel, Washington, DC, United States + Google Map
NSCP Conference Image

The NSCP National Conference is an opportunity to learn, to network , to meet and greet colleagues and to see what is new in the industry.  Oyster Managing Director Hank Sanchez will be discussing how to draft annual reports for broker-dealers and investment advisors, and Managing Director Chase will be discussing  how to make Written Supervisory Procedures practical. Oyster Director Evan Rosser will also be attending. Stop by our booth to learn more about Oyster and how we can help…

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Attending ILS Bermuda Convergence Conference 2017

October 18 - October 19
Hamilton Princess Beach Club, Front Street
Hamilton, Bermuda
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alison_morrison

Oyster Consulting (Bermuda) Managing Director Alison Morrison will be attending the ILS Bermuda Convergence Conference 2017 in Hamilton, Bermuda on October 18-18, 2017. Alison has been involved in the financial services industry in Bermuda, Cayman and the British Virgin Islands for over 25 years. She has worked as a part of multi-national firms and has extensive experience in AML regulations, risk management, policy development, corporate governance, training, and operational compliance. Alison has developed and implemented policies and procedures to meet…

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Webinar: The New Form ADV Rules: What You Need To Know

October 24 @ 3:00 pm - 3:45 pm

        Is your firm ready for the latest changes to the Form ADV? Last August the SEC issued a final rule expanding the information required on Form ADV.   Join our 45-minute webinar on October 24, 2017 at 3:00 pm EST as our experts cover these and other topics: Effective dates and what they mean Form ADV change themes and details Best practices for making the changes Common mistakes PLUS: Get answers to your questions during the…

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November 2017

Webinar: A Fiduciary Rule Update – Where Are We Now?

November 8 @ 3:00 pm - 3:45 pm
DOL Webinar #8 Heading

Wondering what is happening with the DOL Fiduciary Rule? Want to know what other firms are doing?    Oyster Consulting is committed to helping the industry be prepared. Join our 45-minute webinar on November 8, 2017 as our experts discuss  these and other topics: The status of the latest DOL delay request How RIAs have been impacted How broker-dealers have been impacted Mutual Fund Share Classes   Panelists:   Evan Rosser Director Oyster Consulting, LLC Bob Tuch Senior Consultant Oyster…

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