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January 2018

Webinar: Starting Your Own RIA & Going Independent – What You Need to Know

January 24 @ 3:00 pm - 5:30 pm
Hirschler-Fleischer Attorneys at Law, 2100 East cary Street, 3rd Floor
Richmond, VA 23223 United States
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Free
Oyster-Horschler Fleischer webinar - Starting Your Own RIA

     

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March 2018

Attending the SIFMA Compliance & Legal Annual Seminar

March 18 - March 21
JW Marriott Orlando, Grande Lakes, 404 Central Florida Parkway
Orlando, 32837 United States
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Patrick M. Dennis, General Counsel

Oyster Consulting General Counsel Patrick M. Dennis, Managing Director Hank Sanchez and Associate Director Bill Reilly will be attending the SIFMA Compliance & Legal Annual Seminar March 18-21, 2018  in Orlando, Florida.  They will be happy to discuss your firm's compliance, expert witness and strategic management needs. Patrick’s career has included extensive work as an attorney with the Securities and Exchange Commission in both the Division of Corporation Finance and the Division of Enforcement, where he handled a variety of…

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May 2018

Oyster Sponsors the SIFMA Ops & Tech Conference

May 7 - May 10
JW Marriott Phoenix Desert Ridge, 5350 East Marriott Drive
Phoenix, AZ 85054 United States
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Simplicity in a maze

Oyster Consulting will be a sponsor at the SIFMA Ops & Tech Conference May 7-10, 2018 in Phoenix, AZ.  IN addition to having a booth in the exhibition hall, Oyster Directors Pete Bowman and Pete McAteer will be attending the conference. Pete Bowman has extensive executive and management experience advising on Brokerage Platform and Correspondent Clearing Alternatives. He began his career 35 years ago at Wheat, First Securities where he was a member of the “Management Fast Track Program”. Pete…

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Attending – The 2018 FINRA Annual Conference

May 21 - May 23
Mariott Marquis, Washington, DC, 901 Massachusetts Avenue NW
Washington, DC 20001 United States
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Hank Sanchez, Managing Director, Oyster Consulting

Oyster Consulting Managing Director Hank Sanchez will be attending the 2018 FINRA Annual Conference May 21-23 in Washington, DC. Hank brings over 30 years of securities industry experience in the areas of Legal and Compliance to his role as Managing Director at Oyster. Hank has worked with multiple clients varying in size from national to smaller financial firms. His expertise has been engaged to act as contract Chief Compliance Officer, analyze compliance programs, assess product due diligence, develop a Conflicts…

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