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Oyster Consulting (Bermuda) Presents AML Lecture: Designated Non-Financial Businesses & Professions

Oyster Consulting (Bermuda) Ltd. lecture focused on the Designated Non-Financial Businesses & Professions impacted by the 2016 Proceeds of Crime Amendment Oyster Consulting (Bermuda) Ltd Consultant Henry M. Komansky, J.D., presented another in his very popular series of lectures on 2nd November 2016 discussing the Designated Non-Financial Businesses & Professions impacted by the changes to… READ MORE

NSCP and Oyster Consulting Webinar: The MCDC Initiative

On June 18, 2015, the SEC released its first settlements with municipal securities underwriters on their continuing disclosure obligations under SEC rule 15c2-12, also known as “MCDC”. These come after firms self-reported violations of compliance with the rule last fall. It is estimated that hundreds of additional settlements may be in process. Join us on… READ MORE

Products, Technology, Service and Culture – Clearing Firm Decisions Impact Profits and People

The economic impact to retail broker-dealers of their clearing strategy – self clearing vs. fully disclosed and choosing the best provider – is larger than ever.  In recent years, rapidly changing market factors, regulatory challenges, and technology have resulted in competitive challenges that require investments to stay ahead or even just keep up. The decision… READ MORE