DOL Check-In: Where Are We Now? June 28, 2017 at 3:00pm EDT What have your experiences been with the June 9th implementation of the DOL Fiduciary Rule? Oyster Consulting is committed to helping the industry be prepared. Share your thoughts and questions with us during our last scheduled DOL Rule webinar as our experts cover… READ MORE
On June 1, 2017 Oyster Consulting hosted a live Q&A webinar, allowing viewers to ask questions regarding what firms should be doing to be compliant with the core elements of the Department of Labor Fiduciary Rule change. Topics discussed covered a wide range of questions from Investment Advisors, Broker-Dealers and Institutional Investors, including: What… READ MORE
Webinar Recording Available: Vulnerable Adult Clients – Are Your Protecting Your Clients and Your Firm?
Confused about the new FINRA rule requirements around senior and vulnerable adult exploitation? Not sure what you should be doing to protect your firm and your clients? On May 25, 2017 Oyster Consulting hosted a webinar addressing the new and amended FINRA rules, what firms should be doing now, and the need for escalation and… READ MORE